At Ferraro Law, we provide aggressive, results-driven legal representation for whistleblowers who report securities fraud, market manipulation, and corporate misconduct to the U.S. Securities and Exchange Commission (SEC). With four decades of experience, we have built a national reputation for holding financial institutions, corporations, and executives accountable under federal securities laws.
Our attorneys help whistleblowers navigate complex SEC investigations so that they receive full legal protections, confidentiality, and potential financial rewards. If you have insider knowledge of accounting fraud, stock manipulation, Ponzi schemes, or Foreign Corrupt Practices Act (FCPA) violations, we are committed to protecting your rights and maximizing your whistleblower award.
Understanding Legal Representation for Whistleblower Cases
Understanding Legal Representation for Whistleblower Cases
Securities fraud, insider trading, and financial misconduct cases require skilled attorneys with extensive resources and experience to take on major financial institutions, hedge funds, and multinational corporations. The SEC Whistleblower Program provides substantial financial incentives and legal protections for individuals who report violations of federal securities laws. However, navigating the process alone can be risky, as whistleblowers often face retaliation, legal complexities, and corporate pushback.
Whether you are an employee, compliance officer, investor, or financial analyst, our legal team has the experience and strategic knowledge to guide you through the SEC reporting process and any resulting legal proceedings. We work to strengthen your case, protect your confidentiality, and maximize your financial recovery.
40 Years of Fierce Representation
40 Years of Fierce Representation
Our track record of success demonstrates our commitment to whistleblower protection and our ability to achieve favorable outcomes in complex SEC cases. We take pride in standing with whistleblowers against corporate corruption, market manipulation, and fraudulent investment practices.
How We Can Help You
How We Can Help You
Assessment & Consultation
We start with a free and confidential consultation to understand your concerns, review any available documentation, and explain how whistleblower laws may apply to your situation. Whether you’re reporting insider trading, accounting fraud, or violations of the Foreign Corrupt Practices Act (FCPA), we take the time to walk you through the SEC Whistleblower Program, including your rights to anonymity and potential financial compensation. Our goal is to assess the strength of your claim and help you make informed decisions about coming forward.
Tailored Legal Strategies
Each whistleblower case presents unique legal and strategic considerations. Our attorneys investigate potential securities violations such as market manipulation, investment fraud, or financial misrepresentation. We coordinate with forensic experts, financial analysts, and investigators to build a compelling case that aligns with the SEC’s enforcement priorities. If retaliation is a concern, we also work to preserve your job security and pursue protection under anti-retaliation provisions.
Ongoing Support & Communication
Bringing attention to corporate misconduct can be daunting, and we’re here every step of the way. From initial filings to communication with regulatory agencies, we ensure you’re informed, protected, and supported. We keep you updated on case progress and offer clear, candid guidance while respecting your confidentiality. Our team is committed to safeguarding your rights and helping you pursue both justice and any financial reward you may be entitled to under the law.
What We Handle
What We Handle
At Ferraro Law, we represent whistleblowers nationwide who have evidence of securities fraud, financial misrepresentation, and corporate misconduct. Our firm is committed to protecting whistleblowers from retaliation while helping them pursue financial rewards under SEC guidelines.
Insider Trading & Market Manipulation
Illegal stock trading and market manipulation can distort fair financial markets, deceive investors, and result in severe economic harm. We assist whistleblowers in reporting insider trading, pump-and-dump schemes, and fraudulent stock price inflation.
Accounting Fraud & Financial Misrepresentation
Publicly traded companies are required to provide accurate financial statements to investors and regulatory agencies. When corporations falsify records, inflate earnings, or hide losses, whistleblowers play a critical role in exposing fraudulent activity and protecting market integrity.
Ponzi Schemes & Investment Fraud
Investment fraud and Ponzi schemes often involve misleading investors, fabricating financial returns, and misappropriating funds. We help whistleblowers report these schemes to prevent further financial losses and recover stolen assets.
Foreign Corrupt Practices Act (FCPA) Violations
Bribery and corruption involving foreign governments, corporate kickbacks, and secret financial agreements violate the Foreign Corrupt Practices Act (FCPA). We assist whistleblowers in exposing these violations and protecting global financial transparency.
Whistleblower Protections & Anti-Retaliation Laws
Federal laws protect SEC whistleblowers from retaliation by their employers. If you face termination, harassment, demotion, or blacklisting after reporting financial misconduct, our firm will fight to defend your rights and recover damages.
Deciding Whether to Report Financial Fraud
Deciding Whether to Report Financial Fraud
Coming forward as a whistleblower can be intimidating, but federal laws provide powerful protections and financial incentives. If you have witnessed securities fraud, reporting it to the SEC could prevent significant financial losses for investors and the public. Our firm will help you weigh your legal options, protect your confidentiality, and guide you through the entire whistleblower process.
Compensation for Whistleblowers
Compensation for Whistleblowers
The SEC Whistleblower Program provides substantial financial compensation to individuals who report actionable fraud that leads to enforcement actions.
Compensation may include:
Whistleblower Awards
Eligible whistleblowers can receive between 10% and 30% of the total monetary sanctions collected by the SEC, provided the enforcement action results in penalties exceeding $1 million. These awards serve as a significant incentive for individuals to report misconduct.
Job Protection & Retaliation Damages
Employees who suffer retaliation for reporting fraud may be entitled to remedies such as reinstatement, back pay, and additional damages. The program protects whistleblowers from facing unjust consequences for their decision to report wrongdoing.
Confidential Reporting Protections
Individuals can submit SEC whistleblower claims anonymously through legal representation, safeguarding their identity and protecting them from potential employer retaliation. This confidentiality provision encourages whistleblowers to step forward without fear of professional or personal repercussions.
What to Expect When You Partner with Ferraro Law
What to Expect When You Partner with Ferraro Law
Selecting the right legal team to handle your SEC whistleblower report goes beyond credentials—it’s about partnering with professionals who prioritize your protection, guide you through every step of the process, and handle your submission with discretion and strategic insight.
We begin by understanding the specifics of your report, whether it involves corporate fraud, market manipulation, or false financial disclosures. Our attorneys break down legal terms and SEC procedures in clear language, so you feel supported and informed throughout.
Our firm draws on decades of experience handling whistleblower cases involving Fortune 500 companies, publicly traded firms, and financial institutions. We leverage this knowledge to build strong, actionable tips that meet the SEC’s exacting criteria.
We guide you through what to expect if your submission leads to a successful enforcement action—from estimated award percentages to the SEC’s award process. Our team is committed to transparency and helping you make informed decisions.
You don’t pay us anything unless the SEC issues a whistleblower award based on your information. Our contingency model allows you to take action without risking financial strain.
We use internal corporate records, SEC filings, and industry data to substantiate your report. Our firm works with financial analysts, compliance officers, and forensic accountants to present credible, impactful tips to the SEC.
National Reach with Personal Commitment: Whether you’re a corporate insider or an external analyst, we’re here to protect your rights and pursue the financial award you may be entitled to. Our attorneys are relentless in their pursuit of justice—and in safeguarding your career.
Client Experiences
Client Experiences
When individuals discover serious corporate misconduct—such as accounting fraud, insider trading, or misstatements to investors—they rely on Ferraro Law to help them navigate the SEC whistleblower process. We work closely with compliance professionals, financial analysts, and internal audit staff to investigate wrongdoing and prepare strong, confidential submissions. Whether exposing multi-million-dollar Ponzi schemes or identifying securities violations by large corporations, we’ve helped whistleblowers come forward safely while positioning them for potential monetary awards.
“You not only told us it was going to be okay, you showed us that it’s going to be okay.”
SUZANNE
ASBESTOS & MESOTHELIOMA
5 Stars!! Berta, I want you to know you have the patience of a saint. It is not easy working with the public. I know firsthand. You take your time to explain so that the person understands what you are saying & if there is a problem you get to the bottom of it and come up with the answer as to why – problem solved. You are professional (very). Thank you for your time & energy you spent with me. Hopefully, management will recognize your work ethics. People like you are hard to find. You are an asset to the law firm.
Wishing you all the Best,
Bernardine Brown
Bernadine B.
5 Stars, I have been a client of The Ferraro law Firm for 24 years and everyone has been very helpful. When I had a question, it was answered promptly and without all the legalese. I would recommend the Ferraro Law Firm and attorney Jose Becerra because the entire team has been caring and professional. For many years, Nestor has been one of the best workers The Ferraro Law Firm has.
Lynn
5 STARS Thank God for the Ferraro Law firm. Every time I call to speak with my Attorney, Marc Kunen, he and his assistants are always helpful and take the time to answer my questions. I highly recommend The Ferraro Law Firm. The Ferraro Law Firm is the mouthpiece for those of us who need help.
Reverend Henry
My father passed away from mesothelioma and The Ferraro Law Firm has been there for me and my family for over 10 years. Our attorney, Aleksandra Sikorska, and Nestor in the settlements department will get the job done and are very kind and compassionate.
Michelle
The Steps Your Lawyer Will Take
The Steps Your Lawyer Will Take
Once you choose to work with an SEC whistleblower attorney, they will guide you through a structured, step-by-step process:
1
Initial Consultation & Case Assessment
Your attorney will review your information, assess whether your claim meets SEC whistleblower criteria, and determine its potential for an award. They will also advise you on confidentiality protections and the next steps in the process.
2
Confidential Investigation & Evidence Gathering
The legal team will conduct a thorough investigation, collecting financial records, internal documents, emails, and other key evidence. They may consult industry experts to strengthen your claim and confirm your information is actionable.
3
Claim Preparation & Filing
With the necessary evidence compiled, your attorney will prepare and submit a whistleblower tip to the SEC Office of the Whistleblower, following all regulatory guidelines. If desired, they will file the claim anonymously to protect your identity.
4
SEC Cooperation & Case Monitoring
After submission, your attorney will communicate with SEC officials, assist in the investigation, and provide any necessary follow-up information. This stage allows for a thorough review and strengthens enforcement efforts against the violator.
5
Award Collection & Legal Protection
If the SEC imposes penalties exceeding $1 million, your attorney will advocate for your whistleblower award, which may range from 10% to 30% of collected sanctions. Additionally, they will help you navigate legal protections if you face retaliation from your employer.
6
Ongoing Support & Communication
Throughout the process, your attorney will provide regular updates, confirm compliance with SEC rules, and address any concerns. From the initial filing to award collection, they will work to safeguard your rights and maximize your compensation.
Meet Your SEC Whistleblower Attorneys
Meet Your SEC Whistleblower Attorneys
Learn More About Our Team
At Ferraro Law, our attorneys bring decades of experience representing whistleblowers in securities fraud cases. We collaborate across multiple legal disciplines to develop comprehensive case strategies designed to maximize results. Our team is dedicated to guiding whistleblowers through the complexities of securities litigation so that they receive the protection and financial compensation they deserve.
Angelica L. Novick
Angelica represents clients in commercial, mass tort, and multi-district litigation, including whistleblower actions. With a track record in high-stakes disputes and government investigations, she brings sharp insight to complex matters in state and federal court.
James L. Ferraro Sr.
For over 40 years, Jim has led high-impact cases against major corporations in asbestos, environmental, and injury litigation—securing billions of dollars and meaningful outcomes for people facing some of life’s toughest challenges.
James L. Ferraro Jr.
James handles high-stakes injury and environmental cases, focusing on toxic torts, product liability, and public impact litigation. He leads the firm’s national MDL work and has helped recover tens of millions of dollars for cities, families, and individuals harmed by corporate negligence.
Frequently Asked Questions
Frequently Asked Questions
01.
How do I know if I qualify for an SEC whistleblower award?
To be eligible for an award, you must voluntarily provide the SEC with original information that leads to a successful enforcement action resulting in monetary sanctions exceeding $1 million. The SEC reviews each case individually, and awards typically range from 10% to 30% of the total sanctions collected.
02.
Can I remain anonymous when submitting an SEC whistleblower claim?
Yes, you can remain anonymous throughout the process—if you’re represented by an attorney. Your lawyer will file the necessary forms and serve as your intermediary with the SEC to protect your identity. We have used this approach in almost every SEC whistleblower submission we have filed. Even if an award is granted, your identity does not have to be revealed publicly.
03.
How long does it take for the SEC to process and resolve a whistleblower claim?
The whistleblower process is thorough and can be lengthy. Some cases are resolved in under a year, while others—particularly those involving complex financial fraud—can take several years. The SEC carefully investigates each claim to determine whether enforcement action is warranted and whether an award should be granted.
04.
Do I have to pay legal fees to get started with a whistleblower case?
No. Our firm works on a contingency fee basis. That means you don’t pay any upfront legal fees—we only receive payment if the SEC issues a financial award based on your information. This structure ensures that legal representation is accessible regardless of your financial situation.
05.
What types of misconduct are covered under the SEC whistleblower program?
The SEC whistleblower program covers a wide range of securities violations, including insider trading, market manipulation, accounting fraud, false or misleading statements in SEC filings, Ponzi schemes, and violations of the Foreign Corrupt Practices Act (FCPA), among others.
06.
What protections are in place to prevent retaliation against whistleblowers?
Federal law prohibits employers from retaliating against employees who report securities law violations to the SEC. If you experience retaliation—such as termination, demotion, or harassment—you may have grounds for a separate legal action in addition to your whistleblower claim.
07.
Does Ferraro Law help whistleblowers outside of Florida?
Yes. Although we’re based in Florida, we take SEC whistleblower cases nationwide. Our attorneys represent clients across the country and can assist you wherever you live, using secure communication and digital tools to make the process seamless.
glossary of key terms
glossary of key terms
SEC Whistleblower Program
A federal program under the Dodd-Frank Act that provides financial incentives and legal protections for individuals who report securities law violations to the U.S. Securities and Exchange Commission (SEC). Whistleblowers may receive 10% to 30% of monetary sanctions collected if their information leads to successful enforcement action.
Securities Fraud
A broad term covering deceptive practices in the stock or commodities markets, including misrepresentation of financial information, insider trading, Ponzi schemes, and market manipulation. Securities fraud violates federal laws and is subject to SEC enforcement.
Insider Trading
The illegal act of buying or selling securities based on non-public, material information about a company. Insider trading can distort financial markets and lead to criminal and civil penalties. Whistleblowers who report insider trading may be eligible for SEC rewards and protections.
Market Manipulation
Fraudulent actions that artificially inflate or deflate stock prices, often through deceptive practices like pump-and-dump schemes, spoofing, or coordinated misinformation. Market manipulation is illegal under U.S. securities laws and is aggressively prosecuted by the SEC.
Accounting Fraud
A form of corporate misconduct where businesses alter financial statements, inflate earnings, or hide liabilities to deceive investors and regulatory agencies. Common forms include improper revenue recognition, misrepresenting expenses, or creating false financial reports.
Ponzi Scheme
A type of investment fraud where returns are paid to earlier investors using the capital of new investors rather than legitimate profits. Ponzi schemes collapse when there are insufficient new investments to sustain payouts, leading to massive financial losses.
Foreign Corrupt Practices Act (FCPA)
A U.S. federal law that prohibits bribery and corrupt payments to foreign officials for business advantages. The SEC enforces FCPA violations, and whistleblowers reporting international corporate bribery may qualify for financial awards and protection from retaliation.
False or Misleading Financial Statements
When companies misrepresent their financial health by providing inaccurate or incomplete information in required SEC filings. Whistleblowers who expose fabricated earnings reports, understated liabilities, or undisclosed risks can help prevent investor losses.
Retaliation Protections
Federal laws protect SEC whistleblowers from retaliation by their employers, so they cannot be fired, demoted, harassed, or threatened for reporting securities violations. Employees who experience retaliation may be entitled to reinstatement, back pay, and legal damages.
Confidential Reporting
SEC whistleblowers can submit tips anonymously with the help of an attorney. The SEC is prohibited from revealing a whistleblower’s identity without their consent, and legal representation allows for full protection throughout the process.
Whistleblower Award
A monetary incentive given to individuals who provide the SEC with original, timely, and credible information that leads to enforcement action. Awards range from 10% to 30% of the total fines collected if the sanctions exceed $1 million.
Dodd-Frank Act
A 2010 federal law that established the SEC Whistleblower Program, providing financial incentives and legal protections to individuals who report securities violations. The law also strengthens corporate accountability and financial regulations.
Material Information
Any non-public information that could impact an investor’s decision to buy or sell securities. Material information includes earnings reports, mergers, acquisitions, or pending regulatory actions. Misuse of this information in trading is considered insider trading.
Enforcement Action
A legal proceeding initiated by the SEC against individuals or corporations violating federal securities laws. SEC whistleblowers who provide information leading to enforcement action may be eligible for substantial financial rewards.
Qui Tam Lawsuit
A legal action under the False Claims Act where a whistleblower (known as a relator) sues a fraudulent company on behalf of the government. Although the SEC Whistleblower Program does not involve qui tam lawsuits, whistleblowers reporting fraud against government contracts may qualify for qui tam claims.
Non-Disclosure Agreement (NDA) Violations
Employers sometimes use NDAs to unlawfully silence employees from reporting fraud. However, under SEC rules, NDAs cannot prevent employees from lawfully reporting securities violations to the SEC.
Suspicious Activity Reports (SARs)
Financial institutions are required to file SARs with regulatory agencies when they detect potentially illegal financial transactions. Employees aware of companies failing to report suspicious activities can become eligible whistleblowers.
What's Next?
what’s next?
attorney referral program
attorney referral program
Ferraro Law is nationally renowned for achieving significant settlements in complex personal injury cases. Firms across the country refer clients to Ferraro Law, recognizing our commitment to exceptional service, groundbreaking results, and readiness to tackle cases others find too risky or costly.
